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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-02-22 |
| SD | RA | APPROVED | 2009-05-20 |
Branch Locations
4908 S Technopolis Dr, Sioux Falls, SD 57106 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Sioux Falls | SD | 05/2009 | Present |
| Raymond James Finanicial Services Advisors, Inc | Sioux Falls | SD | 05/2009 | Present |
| Home Federal Bank | Sioux Falls | SD | 04/2013 | 05/2017 |
| Great Western Bank | Sioux Falls | SD | 05/2017 | 03/2022 |
(1) Name of Business: Capital Wealth Planning Address: 4908 S Technopolis Dr, Sioux Falls, SD, 57106-4230, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 03/17/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor duties (2) Name of Business: Legacy Financial Group Address: 4908 S Technopolis Dr, Sioux Falls, SD, 57106-4230, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/17/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor duties
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-22 |
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