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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2015-01-05
PA RA APPROVED 2015-01-05
  • DE RA
    APPROVED
    Since 2015-01-05
  • PA RA
    APPROVED
    Since 2015-01-05

Branch Locations

3711 Kennett Pike, Suite 201, Wilmington, DE 19807 • United States

410 W Township Line Road Suite 2, Havertown, PA 19083 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wsfs Bank Wilmington DE 03/2010 08/2025
Commonwealth Financial Network Waltham MA 01/2015 Present
Haven Private Wealth Wilmington DE 08/2025 Present
  • 03/2010 → 08/2025
    Wsfs Bank
    Wilmington, DE
  • 01/2015 → Present
    Waltham, MA
  • 08/2025 → Present
    Haven Private Wealth
    Wilmington, DE
Previous Registrations
  • 2010-04-01 → 2015-01-06
    Invest Financial Corporation
    Wilmington, DE
    Rehoboth Beach, DE
    Kennett Square, PA
    Hockessin, DE
    Oxford, PA
    Newark, DE
    Wilmington, DE
    Newark, DE
    Glen Mills, PA
    West Chester, PA
    Newark, DE
    Media, PA
    Newtown Square, PA
    West Chester, PA
    Hockessin, DE
    Seaford, DE
  • 2009-01-02 → 2009-11-30
    Saint Petersburg, FL
  • 2008-06-10 → 2009-01-02
    Raymond James Financial Services, Inc.
    Lancaster, PA
    West Chester, PA
Other Businesses

Fixed insurance sales; As of 2014; less than 5% time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-27
S63 Uniform Securities Agent State Law Examination 2000-11-22
  • S65 Uniform Investment Adviser Law Examination
    2008-05-27
  • S63 Uniform Securities Agent State Law Examination
    2000-11-22

View on SEC IAPD

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