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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2015-01-05 |
| PA | RA | APPROVED | 2015-01-05 |
Branch Locations
3711 Kennett Pike, Suite 201, Wilmington, DE 19807 • United States
410 W Township Line Road Suite 2, Havertown, PA 19083 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wsfs Bank | Wilmington | DE | 03/2010 | 08/2025 |
| Commonwealth Financial Network | Waltham | MA | 01/2015 | Present |
| Haven Private Wealth | Wilmington | DE | 08/2025 | Present |
Fixed insurance sales; As of 2014; less than 5% time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-22 |
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