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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-08 |
| SD | RA | APPROVED | 2012-05-24 |
Branch Locations
525 5Th St Se Ste 1, Watertown, SD 57201-7977 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Watertown | SD | 05/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Watertown | SD | 03/2020 | Present |
Business Ownership; Individuals for the Back Nine of Life, Inc; ; Established to handle Ameriprise business, payroll, expenses. S Corp.; 525 5th St SE, Ste #1Watertown, SD 57201, ,; Not Investment-Related; 06/01/2012; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Individuals for the Back Nine of Life, Inc; Owner; Manage advisory business; 525 5th Street SE, , Watertown, SD, SD, 57201; Investment-Related; 05/16/2025; 40 to 59 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-05 |
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