Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-08
SD RA APPROVED 2012-05-24
  • TX RA
    APPROVED_RES
    Since 2020-01-08
  • SD RA
    APPROVED
    Since 2012-05-24

Branch Locations

525 5Th St Se Ste 1, Watertown, SD 57201-7977 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Watertown SD 05/2012 03/2020
Ameriprise Financial Services, Llc Watertown SD 03/2020 Present
Previous Registrations
  • 2008-01-01 → 2012-05-22
    Watertown, SD
  • 2007-03-07 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Watertown, SD
    Watertown, SD
    St. Louis, MO
Other Businesses

Business Ownership; Individuals for the Back Nine of Life, Inc; ; Established to handle Ameriprise business, payroll, expenses. S Corp.; 525 5th St SE, Ste #1Watertown, SD 57201, ,; Not Investment-Related; 06/01/2012; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Individuals for the Back Nine of Life, Inc; Owner; Manage advisory business; 525 5th Street SE, , Watertown, SD, SD, 57201; Investment-Related; 05/16/2025; 40 to 59 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-06
S63 Uniform Securities Agent State Law Examination 2000-12-05
  • S66 Uniform Combined State Law Examination
    2007-03-06
  • S63 Uniform Securities Agent State Law Examination
    2000-12-05

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Watertown, SD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor