Matthew James Allain

Employer firm

Leo Fund Services, LLC CRD 163259

$151M regulatory AUM

Reported services (Item 5G)

• Portfolio management (pooled vehicles)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → Present
  The Leogroup, Llc
  Chatham, NJ
• 09/2016 → 09/2017
  Massey Quick Wealth Solutions, Llc
  Morristown, NJ
• 10/2017 → 06/2020
  Olden Lane Securities, Llc
  Princeton, NJ
• 08/2021 → Present
  Leo Wealth, Llc
  Iselin, NJ
• 09/2014 → Present
  Leogroup Fund Services, Llc
  Iselin, NJ
• 03/2021 → Present
  Leo Brokerage, Llc
  Hurst, TX

Previous Registrations

• 2002-07-23 → 2010-10-20
  Goldman Sachs Wealth Services, L.P.
  Parsippany, NJ

Other Businesses

REP HOLDS AN ACTIVE INSURANCE LICENSE & IS A LICENSED MEMBER OF MINIMIZE RISK, LLC, Iselin, NJ; A NEW JERSEY BASED INSURANCE AGENCY and affiliate of The Leo Group, LLC; Capflow Funding Group Managers, LLC, Rutherford, NJ; 4/2019- Member of the Board of Directors. Non investment related; 2 Hrs/month.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-11-11