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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2020-09-17 |
| TX | RA | APPROVED | 2020-09-17 |
Branch Locations
60 Willow Street Suite 101, Mystic, CT 06355 • United States
1551 Boston Post Road 2Nd Floor, Westbrook, CT 06498 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New London | CT | 09/2013 | 09/2020 |
| Janney Montgomery Scott Llc | Westbrook | CT | 09/2020 | Present |
1) Shoreline Spartans Youth Rugby; Volunteer coach and secretary;help coach the team and keep notes/organize meetings; 37 Chittenden hill rd. Clinton, CT 06413; start date: 06/01/2017; 3hrs/month; not investment-related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-01 |
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