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210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-07-05 |
Branch Locations
Sauk Rapids, MN • United States
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-29 |
Branch Locations
400 1St St S Ste 300, St Cloud, MN 56301 • United States
Sauk Rapids, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 04/2013 | Present |
| Cetera Advisors Llc | Denver | CO | 04/2013 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 04/2013 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 04/2013 | Present |
| Vsr Financial Services | Overland Park | KS | 04/2015 | 11/2016 |
| Girard Securities Inc | San Diego | CA | 04/2015 | 11/2017 |
| Investors Capital Corp | Lynnfield | MA | 04/2015 | 11/2016 |
| Legend Equities Corporation | Palm Beach Gardens | FL | 04/2015 | 12/2016 |
| First Allied Securities, Inc. | San Diego | CA | 04/2015 | 09/2022 |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 04/2015 | Present |
| Cetera Advisors Llc | St Cloud | MN | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Avantax Planning Partners, Inc | Dallas | TX | 08/2024 | Present |
| Avantax Advisory Services | Dallas | TX | 08/2024 | 09/2025 |
| Avantax Investment Services | Dallas | TX | 08/2024 | 09/2025 |
| Cetera Wealth Services, Llc | St Cloud | MN | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-06-29 |
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