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Employer firm

Avantax Planning Partners, Inc. CRD 106237

$7.57B regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Avantax Planning Partners, Inc.

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-07-05
  • MN RA
    APPROVED
    Since 2024-07-05

Branch Locations

Sauk Rapids, MN • United States

400 1St St S Ste 300, St Cloud, MN 56301 • United States

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29

Branch Locations

400 1St St S Ste 300, St Cloud, MN 56301 • United States

Sauk Rapids, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 04/2013 Present
Cetera Advisors Llc Denver CO 04/2013 Present
Cetera Investment Services Llc Saint Cloud MN 04/2013 Present
Cetera Financial Specialists Llc Schaumburg IL 04/2013 Present
Vsr Financial Services Overland Park KS 04/2015 11/2016
Girard Securities Inc San Diego CA 04/2015 11/2017
Investors Capital Corp Lynnfield MA 04/2015 11/2016
Legend Equities Corporation Palm Beach Gardens FL 04/2015 12/2016
First Allied Securities, Inc. San Diego CA 04/2015 09/2022
Summit Brokerage Services, Inc. Boca Raton FL 04/2015 Present
Cetera Advisors Llc St Cloud MN 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Avantax Planning Partners, Inc Dallas TX 08/2024 Present
Avantax Advisory Services Dallas TX 08/2024 09/2025
Avantax Investment Services Dallas TX 08/2024 09/2025
Cetera Wealth Services, Llc St Cloud MN 09/2025 Present
  • 04/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2013 → Present
    Cetera Advisors Llc
    Denver, CO
  • 04/2013 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 04/2013 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 04/2015 → 11/2016
    Vsr Financial Services
    Overland Park, KS
  • 04/2015 → 11/2017
    Girard Securities Inc
    San Diego, CA
  • 04/2015 → 11/2016
    Investors Capital Corp
    Lynnfield, MA
  • 04/2015 → 12/2016
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 04/2015 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 04/2015 → Present
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 09/2022 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 06/2023 → Present
    Schaumburg, IL
  • 08/2024 → Present
    Dallas, TX
  • 08/2024 → 09/2025
    Avantax Advisory Services
    Dallas, TX
  • 08/2024 → 09/2025
    Avantax Investment Services
    Dallas, TX
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    St Cloud, MN
Previous Registrations
  • 2024-07-05 → 2025-09-05
    Avantax Advisory Services
    St Cloud, MN
    Sauk Rapids, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-06-29
  • S63 Uniform Securities Agent State Law Examination
    2012-06-29
Other Names
  • Mandy Dawn Enebo
  • Amanda Enebo
  • Amanda Dawn Enebo
  • Amanda Dawn Demaine

View on SEC IAPD

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