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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-12 |
| TX | RA | APPROVED_RES | 2013-11-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Sauk Rapids | MN | 07/2011 | Present |
1. 07/15/2011: Mastey Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 2/3/2015: Sartell Investors, LLC - Investment Related - Sartell, MN - Real Estate Rental - Started 07/15/11 - 0 Hours Per Month. 3. 1/10/2017 - A. MASTEY PROPERTIES, LLC - Investment Related - 1685 4th Avenue North, Sauk Rapids MN 56379 - Real Estate Rental - Started 01/09/2017 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 5/13/2020 - MASTEY FINANCIAL GROUP, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/15/2011 - 160 Hours Per Month/160 Hours During Securities Trading. 5. 06/07/2024 - Inv Related - At Reported Business Location(s) - Other - Notary - Started: 2/12/2016 - 0 Hrs/Mo. 6. 06/13/2024 - Cozy Nest, LLC - Inv Related - At Reported Business Location(s) - Real Estate Rental - Started: 5/15/2024 - 1 Hr/Mo; 0 Hr During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-17 |
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