April Annette Mastey

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → Present
  Lpl Financial, Llc
  Sauk Rapids, MN

Previous Registrations

• 2002-09-09 → 2004-06-28
  Miller Johnson Steichen Kinnard, Inc.
  St. Cloud, MN
  St Cloud, MN

Other Businesses

1. 07/15/2011: Mastey Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 2/3/2015: Sartell Investors, LLC - Investment Related - Sartell, MN - Real Estate Rental - Started 07/15/11 - 0 Hours Per Month. 3. 1/10/2017 - A. MASTEY PROPERTIES, LLC - Investment Related - 1685 4th Avenue North, Sauk Rapids MN 56379 - Real Estate Rental - Started 01/09/2017 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 5/13/2020 - MASTEY FINANCIAL GROUP, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/15/2011 - 160 Hours Per Month/160 Hours During Securities Trading. 5. 06/07/2024 - Inv Related - At Reported Business Location(s) - Other - Notary - Started: 2/12/2016 - 0 Hrs/Mo. 6. 06/13/2024 - Cozy Nest, LLC - Inv Related - At Reported Business Location(s) - Real Estate Rental - Started: 5/15/2024 - 1 Hr/Mo; 0 Hr During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-09-19
• S63 Uniform Securities Agent State Law Examination
  2000-08-17

Other Names

• April Annette Rosenberg