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Sandra Kay Chase

Wells Fargo Clearing Services, LLC

Onalaska, WI

Minneapolis, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-04-01
  • WI RA
    APPROVED
    Since 2022-04-01

Branch Locations

591 Theater Rd, Onalaska, WI 54650 • United States

90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Onalaska WI 11/2021 Present
Wells Fargo Bank, Na Onalaska WI 02/2021 Present
Citizens State Bank La Crosse WI 09/2020 02/2021
Associated Bank La Crosse WI 05/2010 09/2020
  • 11/2021 → Present
    Wells Fargo Clearing Services, Llc
    Onalaska, WI
  • 02/2021 → Present
    Wells Fargo Bank, Na
    Onalaska, WI
  • 09/2020 → 02/2021
    Citizens State Bank
    La Crosse, WI
  • 05/2010 → 09/2020
    Associated Bank
    La Crosse, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-01
S63 Uniform Securities Agent State Law Examination 2001-03-02
  • S66 Uniform Combined State Law Examination
    2022-04-01
  • S63 Uniform Securities Agent State Law Examination
    2001-03-02
Other Names
  • Sandra K Chase

View on SEC IAPD

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Other Investors

CLIFFORD RAY WARDEN
Joel Phillip Dettwiler
Joseph Michael Lewis
JASON SCOTT SOBOLIK
LUCAS EDWARD SCHWALLER
JEFFREY MELVIN LOKKEN
BENJAMIN WILLIAM KAUTZ
Haana Brumder Frank

Other Offices

CETERA INVESTMENT ADVISERS LLC · ONALASKA, WI
MERCER GLOBAL ADVISORS INC. · ONALASKA, WI
THRIVENT INVESTMENT MANAGEMENT INC. · Onalaska, WI
INTERACTIVE FINANCIAL ADVISORS · Onalaska, WI
FIDUCIARY FINANCIAL PLANNING NETWORK · ONALASKA, WI
EDWARD JONES · ONALASKA, WI
EDWARD JONES · ONALASKA, WI
U.S. BANCORP ADVISORS, LLC · Onalaska, WI

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