Best Investors Account Sign in

Karen B Rudolph

Morgan Stanley

Alexandria, VA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-16
VA RA APPROVED 2022-08-16
  • TX RA
    APPROVED
    Since 2022-08-16
  • VA RA
    APPROVED
    Since 2022-08-16

Branch Locations

333 John Carlyle Street Suite 650, Alexandria, VA 22314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alexandria VA 12/1997 08/2022
Bank Of America, N.A. Alexandria VA 04/2018 08/2022
Morgan Stanley Smith Barney Llc Alexandria VA 08/2022 Present
Morgan Stanley Private Bank, N.A New York NY 09/2022 Present
  • 12/1997 → 08/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Alexandria, VA
  • 04/2018 → 08/2022
    Bank Of America, N.A.
    Alexandria, VA
  • 08/2022 → Present
    Morgan Stanley Smith Barney Llc
    Alexandria, VA
  • 09/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-24
  • S66 Uniform Combined State Law Examination
    2006-10-24
Other Names
  • Karen Beardsley
  • Karen Elizabeth Beardsley

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
INTEGRATED WEALTH CONCEPTS LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LPL FINANCIAL LLC
EDWARD JONES
THE EDGAR LOMAX COMPANY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

Cristina Gabalda
MARIO GABALDA
JOHN. W EXNER
FULTON BRIDGES
NICOLE RENEE WRIGHT
JEFFREY MARTIN CALLAN
Violet Son
Taekyung Yoon

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Alexandria, VA
INTEGRATED WEALTH CONCEPTS LLC · Alexandria, VA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Alexandria, VA
LPL FINANCIAL LLC · ALEXANDRIA, VA
EDWARD JONES · Alexandria, VA
THE EDGAR LOMAX COMPANY · ALEXANDRIA, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALEXANDRIA, VA
LPL FINANCIAL LLC · ALEXANDRIA, VA

More in Alexandria, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor