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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-03-26
WI RA APPROVED 2001-04-25
  • TX RA
    APPROVED_RES
    Since 2009-03-26
  • WI RA
    APPROVED
    Since 2001-04-25

Branch Locations

3241A Business Park Dr, Stevens Point, WI 54482 • United States

Custer, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Stevens Point WI 09/2005 Present
Other Businesses

Business Ownership; SAA LLC; Member; LLC in accordance with Ameriprise legal entity policy as updated 12/15/15. Purpose is succession management and to facilitate the growth of the practice and retention of key employees.; 3241A Business Park Drive Stevens Point, WI 54482, ,; Not Investment-Related; 01/01/2017; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; YMCA Foundation Board of Trustees; Board Member; 1000 Division Street, , Stevens Point, WI, 54481; Not Investment-Related; 08/18/2022; 1 to 9 hours per month; 1 to 9 during trading hours / United Way of Portage County; Endowment Committee member; 2801 Hoover Rd Unit #2, , Stevens Point, WI, 54481; Not Investment-Related; 04/23/2014; 1 to 9 hours per month; 1 to 9 during trading hours / Holy Spirit Endowment Committee; Committee Member; 2151 Stanley Street, , Stevens Point, WI, 54481; Not Investment-Related; 06/05/2024; 0 hours per month; 0 during trading hours / Pacelli Education Foundation Board of Trustees; President; 1301 Maria Drive, , Stevens Point, WI, 54481; Not Investment-Related; 09/16/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; SAA,LLC; Associate Financial Advisor - Member; To manage practice operations; 3241A Business Park Drive Stevens Point, WI 54482, ,; Investment-Related; 01/01/2017; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-24
  • S66 Uniform Combined State Law Examination
    2001-04-24
Designations
Other Names
  • Kim Renee Firkus
  • Kim Renee Firkus

View on SEC IAPD

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