Nicole Marie Stoufflet

Current Employers

Employment History

• 10/2013 → Present
  Lpl Financial
  New Orleans, LA
• 02/2026 → Present
  Rothwell Investment Advisors
  Salem, MA

Previous Registrations

• 2006-09-06 → 2007-02-09
  Martin & Associates Investment Advisory Services Llc
  Mandeville, LA

Other Businesses

1- 03/06/2026 - Maitland Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/09/2026 - 173 hours per month/ 136 hours during trading 2- 03/11/2026 - Rothwell Investment Advisors - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 02/09/2026 - 173 hours per month/ 136 hours during trading - I provide investment advisory services through Rothwell Investment Advisors, an independent investment advisor firm. I started this business activity in 2/206. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3- 03/11/2026 - Rothwell Investment Advisors - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 02/09/2026 - 173 hours per month/ 136 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2007-11-01