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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-02 |
| OH | RA | APPROVED | 2021-04-21 |
Branch Locations
5636 Bridgetown Rd. Ste. F, Cincinnati, OH 45248 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Cincinnati | OH | 10/2000 | 03/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2021 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING. 04/22/21 2) ASH BROKERAGE, INSURANCE AGENT, 5636 BRIDGETOWN RD, STE F, CINCINNATI, OH, 09/21/202, INV REL, 10 HR/MO- 10/TRADING HR. 3) FOCUS WEALTH MANAGEMENT, 5636 Bridgetown Rd, Suite F, Cincinnati OH 45248, United States, 04/15/2021, Agent, DBA Name, INV REL, 120 HR/MO- 120/TRADING HR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-01 |
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