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Ali Robert Dabiri

Osaic Institutions, Inc.

Mystic, CT

Waterford, CT

Groton, CT

Norwich, CT

Niantic, CT

Pawcatuck, CT

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-02-20
  • CT RA
    APPROVED
    Since 2024-02-20

Branch Locations

2 Water Street, Mystic, CT 06355 • United States

157 Boston Post Road, Waterford, CT 06385 • United States

904 Poquonnock Road, Groton, CT 06340 • United States

55 Main Street, Norwich, CT 06360 • United States

21 Pennsylvania Ave, Niantic, CT 06357 • United States

116 West Broad Street, Pawcatuck, CT 06379 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Farmington CT 10/1999 12/2023
Osaic Institutions, Inc. Merden CT 02/2024 Present
Chelsea Groton Bank Mystic CT 02/2024 Present
  • 10/1999 → 12/2023
    Infinex Investments, Inc.
    Farmington, CT
  • 02/2024 → Present
    Osaic Institutions, Inc.
    Merden, CT
  • 02/2024 → Present
    Chelsea Groton Bank
    Mystic, CT
Previous Registrations
  • 2008-01-08 → 2023-12-07
    Osaic Institutions, Inc.
    Newtown, CT
    Cheshire, CT
    Norwood, MA
    Meriden, CT
    Millersburg, OH
    Shreve, OH
    Berlin, OH
    Sugarcreek, OH
    Winter Haven, FL
    Clewiston, FL
    Peabody, MA
    Pompano Beach, FL
    Meriden, CT
Other Businesses

1.) Chelsea Groton Bank. Yes, investment related. Banking. VP - Started Feb 2024.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-21
S63 Uniform Securities Agent State Law Examination 2000-11-16
  • S66 Uniform Combined State Law Examination
    2007-12-21
  • S63 Uniform Securities Agent State Law Examination
    2000-11-16
Other Names
  • Al Dabiri

View on SEC IAPD

Other Firms

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MORGAN STANLEY
ERNST & YOUNG INVESTMENT ADVISERS LLP
ROCKEFELLER FINANCIAL LLC
BRADLEY FOSTER & SARGENT INC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
LPL FINANCIAL LLC

Other Investors

RANDY SCOTT HOLMEEN
PETER NILS JUNGGREN
JONATHAN TAYLOR KEENEY FRUCCE
Cassandra R Beauvais
Danny Alberto Parenteau
STEVEN THOMAS NORRIS
SALVATORE JOSEPH TARTAGLIONE
TIMOTHY DONALD BRODERICK

Other Offices

NEBRODI PARTNERS, LLC · HARTFORD, CT
MORGAN STANLEY · Hartford, CT
ERNST & YOUNG INVESTMENT ADVISERS LLP · HARTFORD, CT
ROCKEFELLER FINANCIAL LLC · Hartford, CT
BRADLEY FOSTER & SARGENT INC · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
BRADLEY FOSTER & SARGENT INC · Hartford, CT

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