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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-03-30
TX RA APPROVED 2023-03-28
  • GA RA
    APPROVED
    Since 2023-03-30
  • TX RA
    APPROVED
    Since 2023-03-28

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

800 Mount Vernon Hwy Ne Suite 350, Atlanta, GA 30328 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Atlanta GA 09/2005 03/2023
Kestra Investment Services, Llc Atlanta GA 03/2023 Present
Kestra Advisor Services, Llc Atlanta GA 03/2023 Present
  • 09/2005 → 03/2023
    Ameriprise Financial Services, Inc.
    Atlanta, GA
  • 03/2023 → Present
    Kestra Investment Services, Llc
    Atlanta, GA
  • 03/2023 → Present
    Kestra Advisor Services, Llc
    Atlanta, GA
Previous Registrations
Other Businesses

Business Ownership; Mitman, Reese and Associates; President; Business established to help manage practice payroll; 30328; Not Investment Related; January 2011; 10 to 19 hours per month; 1-9 during trading hours/ TMJR Holdings LLC; President; Real Estate holding company; 30075; Not Investment Related; January 2015; 0 hours per month; 0 during trading hours. Outside Employment; Mitman, Reese and Associates; President; GA 30328; 0-9 hours per month; . Business Name: ELEMENT WEALTH ADVISORS POSITION: Owner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 128 START DATE: 01/01/2017 ADDRESS: 800 Mt Vernon Hwy NE, Ste 350, Atlanta GA 30328, United States DESCRIPTION: Operate day to day operations of the business Business Name: KESTRA ADVISORY SERVICES POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 03/28/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Ste 400, Austin TX 78735, United States DESCRIPTION: Advise clients on investments for their portfolio's Business Name: TMJR HOLDINGS LLC POSITION: owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/02/2015 ADDRESS: 5025 Old Oak Trace, Roswell GA 30075, United States DESCRIPTION: P&L1 Business Name: MITMAN, REESE AND ASSOCIATES POSITION: Owner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2008 ADDRESS: 800 Mount Vernon Hwy NE, Ste 350, Atlanta GA 30328, United States DESCRIPTION: P&L

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-07
  • S66 Uniform Combined State Law Examination
    2000-12-07

View on SEC IAPD

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