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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-03-23 |
Branch Locations
6909 E Greenway Pkwy Ste 245, Scottsdale, AZ 85254-2173 • United States
960 W Elliot Rd Ste 112, Tempe, AZ 85284-1139 • United States
Tempe, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Scottsdale | AZ | 09/2000 | 03/2020 |
| Ameriprise Financial Services, Llc | Scottsdale | AZ | 03/2020 | Present |
Business Ownership; Impresa Executive Strategy Alliance LLC; Silent partner; Consulting; 315 W Elliot Rd Ste 107-480, , Tempe, AZ, 85284; Not Investment-Related; 11/09/2022; 0 hours per month; 0 during trading hours. Board of Directors; Lutheran Hour Ministries; Board Director; 660 Mason Ridge Center, , St. Louis, MO, 63141; Not Investment-Related; 07/23/2021; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-19 |
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