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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-03-23
  • TX RA
    APPROVED_RES
    Since 2018-03-23

Branch Locations

6909 E Greenway Pkwy Ste 245, Scottsdale, AZ 85254-2173 • United States

960 W Elliot Rd Ste 112, Tempe, AZ 85284-1139 • United States

Tempe, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Scottsdale AZ 09/2000 03/2020
Ameriprise Financial Services, Llc Scottsdale AZ 03/2020 Present
Other Businesses

Business Ownership; Impresa Executive Strategy Alliance LLC; Silent partner; Consulting; 315 W Elliot Rd Ste 107-480, , Tempe, AZ, 85284; Not Investment-Related; 11/09/2022; 0 hours per month; 0 during trading hours. Board of Directors; Lutheran Hour Ministries; Board Director; 660 Mason Ridge Center, , St. Louis, MO, 63141; Not Investment-Related; 07/23/2021; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-19
  • S66 Uniform Combined State Law Examination
    2009-05-19
Other Names
  • Melanie Sue Brown

View on SEC IAPD

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