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Michael James Herget

Wells Fargo Clearing Services, LLC

Orland Park, IL

Mokena, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-11-22
IL RA APPROVED 2010-04-16
  • TX RA
    APPROVED_RES
    Since 2019-11-22
  • IL RA
    APPROVED
    Since 2010-04-16

Branch Locations

15255 S 94Th Ave 1St Fl, Orland Park, IL 60462 • United States

Mokena, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Orland Park IL 04/2010 11/2016
Wells Fargo Clearing Services, Llc Orland Park IL 11/2016 Present
Previous Registrations
  • 2007-05-29 → 2010-05-13
    Citigroup Global Markets Inc.
    Chicago, IL
    Orland Park, IL
  • 2005-12-12 → 2007-05-29
    Citicorp Investment Services
    Orland Park, IL
  • 2005-07-06 → 2005-12-08
    Chase Investment Services Corp.
    Chicago, IL
    Chicago, IL
  • 2003-08-19 → 2005-07-06
    Banc One Securities Corporation
    Chicago, IL
  • 2001-03-23 → 2003-08-01
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-16
  • S66 Uniform Combined State Law Examination
    2001-03-16
Other Names
  • Michael J Herget
  • Michael J Herget
  • Michael J Herget Jr
  • Jim Herget
  • Michael J Herget
  • Michael James Herget

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Orland Park, IL
OSAIC WEALTH, INC. · Orland Park, IL
CETERA INVESTMENT ADVISERS LLC · ORLAND PARK, IL
W&S BROKERAGE SERVICES, INC. · ORLAND PARK, IL
WAVE & BREAKOUT L.L.C. · ORLAND PARK, IL
HIGHPOINT PLANNING PARTNERS · ORLAND PARK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ORLAND PARK, IL
AMERIPRISE FINANCIAL SERVICES, LLC · ORLAND PARK, IL

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