Michael James Herget

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → 11/2016
  Wells Fargo Advisors Llc
  Orland Park, IL
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Orland Park, IL

Previous Registrations

• 2007-05-29 → 2010-05-13
  Citigroup Global Markets Inc.
  Chicago, IL
  Orland Park, IL
• 2005-12-12 → 2007-05-29
  Citicorp Investment Services
  Orland Park, IL
• 2005-07-06 → 2005-12-08
  Chase Investment Services Corp.
  Chicago, IL
  Chicago, IL
• 2003-08-19 → 2005-07-06
  Banc One Securities Corporation
  Chicago, IL
• 2001-03-23 → 2003-08-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2001-03-16

Other Names

• Michael J Herget
• Michael J Herget
• Michael J Herget Jr
• Jim Herget
• Michael J Herget
• Michael James Herget