John Richard Germany

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Woodland/Davis, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Woodland/Davis, CA

Previous Registrations

• 2004-08-12 → 2011-01-03
  Wells Fargo Investments, Llc
  Sacramento, CA
  Tracy, CA
  Sacramento, CA
  Colusa, CA
  Davis, CA
  Sacramento, CA
  Woodland, CA
  Colusa, CA
• 2002-10-29 → 2003-09-22
  E*Trade Advisory Services, Inc.
  Rancho Cordova, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-04-19
• S63 Uniform Securities Agent State Law Examination
  2001-03-16