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Inactive

John William Onesti

John Moore & Associates Inc

Albuquerque, NM

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Current Employers
John Moore & Associates Inc

8220 San Pedro Dr Ne Suite 310, Albuquerque, NM 87113 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2024-03-05
  • NM RA
    APPROVED
    Since 2024-03-05

Branch Locations

8220 San Pedro Dr Ne Suite 310, Albuquerque, NM 87113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Albuquerque NM 04/2016 07/2021
Gwfs Equities, Inc Greenwood Village CO 11/2021 10/2022
Fidelity Investments Albuquerque NM 08/2021 11/2021
John Moore & Associates Inc Albuquerque NM 03/2024 Present
John Moore & Associates Inc Albuquerque NM 01/2023 Present
  • 04/2016 → 07/2021
    Fidelity Brokerage Services, Llc
    Albuquerque, NM
  • 11/2021 → 10/2022
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 08/2021 → 11/2021
    Fidelity Investments
    Albuquerque, NM
  • 03/2024 → Present
    John Moore & Associates Inc
    Albuquerque, NM
  • 01/2023 → Present
    John Moore & Associates Inc
    Albuquerque, NM
Previous Registrations
  • 2008-10-27 → 2011-01-20
    The Mutual Fund Store
    Albuquerque, NM
  • 2005-04-05 → 2008-10-27
    Onesti Investment Advisors
    Albuquerque, NM
  • 2003-06-27 → 2005-03-29
    Td Ameritrade, Inc.
    Albuquerque, NM
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-07-25
S66 Uniform Combined State Law Examination 2003-06-17
  • S63 Uniform Securities Agent State Law Examination
    2016-07-25
  • S66 Uniform Combined State Law Examination
    2003-06-17
Designations

View on SEC IAPD

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Other Offices

AAN WEALTH ADVISORS LLC · Albuquerque, NM
DXD CAPITAL · ALBUQUERQUE, NM
ALLWORTH FINANCIAL, L.P. · ALBUQUERQUE, NM
EDWARD JONES · ALBUQUERQUE, NM
ZANETTI FINANCIAL, LLC · ALBUQUERQUE, NM
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · ALBUQUERQUE, NM
AMERIPRISE FINANCIAL SERVICES, LLC · ALBUQUERQUE, NM
LPL FINANCIAL LLC · ALBUQUERQUE, NM

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