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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-05-12
TX RA APPROVED 2025-05-09
  • AL RA
    APPROVED
    Since 2025-05-12
  • TX RA
    APPROVED
    Since 2025-05-09

Branch Locations

1130 Quintard Avenue Suite 100, Anniston , AL 36201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Birmingham AL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Birmingham AL 11/2016 05/2025
Wells Fargo Advisors Financial Network, Llc Anniston AL 05/2025 Present
Previous Registrations
Other Businesses

JDWM LLC, INV RELATED, ANNISTON, AL, 50% OWNERSHIP, START 9/2/24, 5 HRS PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE; | MT-WM LLC; INV RELATED; ANNISTON, AL; 50% OWNERSHIP; 03/2025; 10 HOUR PER MONTH; 10 HOURS DURING TRADING; FINET PRACTICE JMT JDT LLC; INV RELATED;GADSDEN,AL; CONDO;50% OWNERSHIP; START DATE: 02/20/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-14
  • S66 Uniform Combined State Law Examination
    2001-02-14
Designations

View on SEC IAPD

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