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Sean Michael Dickes

J.P. Morgan Securities LLC

Phoenix, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-10-28
TX RA APPROVED 2024-10-21
  • AZ RA
    APPROVED
    Since 2024-10-28
  • TX RA
    APPROVED
    Since 2024-10-21

Branch Locations

4300 E Camelback Rd Suite #400, Floor 04, Phoenix, AZ 85018-2719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Inc Scottsdale AZ 01/2008 05/2017
Wells Fargo Clearing Services, Llc Scottsdale AZ 08/2018 09/2024
Bmo Scottsdale AZ 05/2017 08/2018
J.P. Morgan Securities Llc Phoenix AZ 09/2024 Present
Jpmorgan Chase Bank, N.A. Phoenix AZ 09/2024 Present
  • 01/2008 → 05/2017
    J.P. Morgan Securities Inc
    Scottsdale, AZ
  • 08/2018 → 09/2024
    Wells Fargo Clearing Services, Llc
    Scottsdale, AZ
  • 05/2017 → 08/2018
    Bmo
    Scottsdale, AZ
  • 09/2024 → Present
    J.P. Morgan Securities Llc
    Phoenix, AZ
  • 09/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Phoenix, AZ
Previous Registrations
  • 2008-10-23 → 2012-05-15
    J.P. Morgan Securities Llc
    Tucson, AZ
    Phoenix, AZ
  • 2008-05-12 → 2008-10-01
    J.P. Morgan Securities Inc.
    Tucson, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-19
  • S66 Uniform Combined State Law Examination
    2024-10-19

View on SEC IAPD

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