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1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-01-04 |
Branch Locations
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Highlands Ranch, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barrington Research Associates, Inc | Chicago | IL | 10/2011 | 12/2016 |
| Maxim Group Llc | Chicago | IL | 01/2017 | 08/2018 |
| Vermilion Research | Chicago | IL | 08/2018 | 06/2019 |
| Assetmark Financial Holdings, Inc. | Highlands Ranch | CO | 06/2019 | Present |
| Assetmark Brokerage, Llc | Highlands Ranch | CO | 06/2019 | Present |
ASSETMARK FINANCIAL HOLINDGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 06/2019 - 160 HRS / MONTHLY, SENIOR BUSINESS DEVELOPMENT CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-29 |
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