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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-01-03 |
Branch Locations
750 Old Hickory Blvd One Brentwood Commons Suite 170, Brentwood, TN 37027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Mount Juliet | TN | 05/1995 | Present |
| Waters Wealth/Royal Alliance | Brentwood | TN | 01/2012 | Present |
| Osaic Wealth, Inc. | Brentwood | TN | 01/2022 | Present |
| Jennifer Miller | Mount Juliet | TN | 03/2024 | Present |
1) SELF-EMPLOYED. NOT INVESTMENT RELATED. 324 OAK POINT TERRACE MOUNT JULIET,TN 37122. BOOKKEEPING TYPE OF BUSINESS. SPEND APPROXIMATELY 3 HOURS A MONTH WITH BUSINESS. BUSINESS IS NOT CONDUCTED DURING TRADING HOURS. NO SALES MATERIALS ASSOCIATED WITH BUSINESS. 2) H2OS REINSURANCE COMPANY INC POSITION: secretary NATURE: H2Os Reinsurance Company is a corporation established by Jae Waters to insure against future risk for his business. He has listed me as a secretary of the corporation to help him manage paperwork as needed. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 750 Old Hickory Blvd, 1-170, Brentwood TN 37027, United States DESCRIPTION: Any paperwork that might need to be done or gathered for taxes or setting up account and answer questions as needed. 3) JENNIFER MILLER POSITION: owner NATURE: sole proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/10/2024 ADDRESS: 324 Oak Point Terrace, Mount Juliet TN 37122, United States DESCRIPTION: Complete/Assist with tax returns for my family and friends. Minimal charge. Total returns 15-20. 4) WILSON COUNTY ELECTION COMMISSION POSITION: polls NATURE: Commission INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 02/01/2016 ADDRESS: 230 E Gay Street, Lebanon TN 37087, United States DESCRIPTION: During election years I am a poll worker. Machine operator or registrar depending on what is needed. This is three months out of the year every other year. Maybe 24-72 hours a month for three months. 5) FAMILY POA POSITION: POA NATURE: individual INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2021 ADDRESS: 324 Oak Point Ter, Mount Juliet TN 37122, United States DESCRIPTION: I am Power of Attorney for my mother and father. The auditor said I needed to disclose this information.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-17 |
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