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Current Employers
Vanderbilt Advisory Services

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-29
NJ RA APPROVED 2021-05-04
  • TX RA
    APPROVED_RES
    Since 2021-11-29
  • NJ RA
    APPROVED
    Since 2021-05-04

Branch Locations

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Totowa, NJ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Westport Capital Markets, Llc Westport CT 07/2014 06/2021
Vanderbilt Securities, Llc Woodbury NY 05/2021 Present
Vanderbilt Advisory Services Woodbury NY 05/2021 Present
  • 07/2014 → 06/2021
    Westport Capital Markets, Llc
    Westport, CT
  • 05/2021 → Present
    Vanderbilt Securities, Llc
    Woodbury, NY
  • 05/2021 → Present
    Woodbury, NY
Previous Registrations
  • 2014-07-11 → 2021-06-09
    Westport Capital Markets, Llc
    Westport, CT
    Westport, CT
    Westport, CT
    North Haledon, NJ
    Westport, CT
    Westport, CT
    Totowa, NJ
  • 2011-10-14 → 2014-08-05
    Paramus, NJ
  • 2009-06-01 → 2011-11-07
    Paramus, NJ
    Paramus, NJ
  • 2007-10-05 → 2009-06-01
    Morgan Stanley & Co. Llc
    Paramus, NJ
  • 2004-01-23 → 2007-10-16
    Florham Park, NJ
    Florham Park, NJ
  • 2001-03-27 → 2004-02-03
    New York, NY
Other Businesses

1. 10/14/2011: DBA ONLY - FAVA WEALTH MANAGEMENT - PARAMUS, NJ. 2. FAVA FINANCIAL GROUP LLC. INVESTMENT RELATED. START DATE: 03/01/2011. ADDRESS: 16 FURLER ST 2ND FL, TOTOWA NJ, 07512. TITLE: PRESIDENT. DUTIES: FIXED INSURANCE. TIME SPENT DURING REGULAR HOURS: 100%. 3. 11/27/2012: REAL ESTATE RENTAL - FAVA PROPERTIES - RENTAL PROPERTY - TIME SPENT 1% - TOTOWA, NJ 4. 01/31/2013: F-SQUARED GOLF / GOLF CLOTHING MANUFACTURER / TIME SPENT 5%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-12
  • S66 Uniform Combined State Law Examination
    2001-02-12

View on SEC IAPD

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