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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-03
CA RA APPROVED 2004-07-02
  • TX RA
    APPROVED_RES
    Since 2023-04-03
  • CA RA
    APPROVED
    Since 2004-07-02

Branch Locations

41911 5Th Street Suite 300, Temecula, CA 92590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Daniel S. Venne, Cpa Temecula CA 02/1990 Present
Cetera Financial Specialists Llc Schaumburg IL 06/2004 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2004 Present
  • 02/1990 → Present
    Daniel S. Venne, Cpa
    Temecula, CA
  • 06/2004 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 07/2004 → Present
    Schaumburg, IL
Previous Registrations
  • 2001-05-18 → 2004-07-02
    Genworth Financial Planning Corporation
    Temecula, CA
Other Businesses

1)NAME OF OTHER BUSINESS: DANIEL S. VENNE, CPA; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PUBLIC ACCOUNTING PRACTICE; START DATE: 02/1990; POSITION/TITLE/RELATIONSHIP: OWNER / CPA; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING, TAX AND AUDIT SERVICES, LIMITED POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS; 2)5TH AND MERCEDES, LLC, NOT INVEST REL, SAME AS REGISTERED ADDRESS, OFFICE BUILDING OWNERSHIP, START 11/14/03, 5HR/WK NOT DURING TRADING, 40% OWNERSHIP AND PARTICIPATE IN MANAGEMENT. 4)NAME OF OTHER BUSINESS: TEMECULA SISTER CITY ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 41911 5TH STREET SUITE 300, TEMECULA, CA 92590; NATURE OF BUSINESS: NON PROFIT / EDUCATIONAL CULTURAL EXCHANGE; START DATE: 07/1993; POSITION/TITLE/RELATIONSHIP: DIRECTOR / TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ASSIST IN FACILITATING STUDENT AND CULTURAL EXCHANGES IN JAPAN AND THE NETHERLANDS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-09
  • S66 Uniform Combined State Law Examination
    2001-01-09

View on SEC IAPD

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