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5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-01-23 |
| CO | RA | APPROVED | 2025-01-22 |
| FL | RA | APPROVED | 2025-01-22 |
| GA | RA | APPROVED | 2025-01-22 |
| IL | RA | APPROVED | 2025-01-22 |
| PA | RA | APPROVED | 2025-01-22 |
| VA | RA | APPROVED | 2025-01-22 |
| CA | RA | APPROVED | 2025-01-21 |
| NJ | RA | APPROVED | 2025-01-21 |
| NC | RA | APPROVED | 2025-01-21 |
| VT | RA | APPROVED | 2025-01-21 |
| TX | RA | APPROVED_RES | 2023-06-27 |
| NY | RA | APPROVED | 2021-04-12 |
| CT | RA | APPROVED | 2016-08-25 |
Branch Locations
5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057 • United States
125 Wolf Road Suite 406, Albany, NY 12205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pinnacle Investments, Llc | Syracuse | NY | 02/2011 | Present |
Pinnacle Holding Company, LLC", Is Not Investment Related, "5845 Widewaters Pkwy , East Syracuse, NY, 13057, United States", Board Member,1/2/2025,5 hours per month,5 hours per month during trading hours, Commission Compensation,"$500 per meeting, the frequency being two or more times per calendar year. Function as a member of the board to aid with decision making and company direction.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-06-21 |
| S65 | Uniform Investment Adviser Law Examination | 2001-06-20 |
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