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Daniel Vincent Grattan

Grattan Financial Strategies, Inc.

San Gabriel, CA

CRD 4284680

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Employer firm

Grattan Financial Strategies, Inc. CRD 108449

$353M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Grattan Financial Strategies, Inc.

8814 Huntington Drive, San Gabriel, CA 91775-1271 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-08-05
  • CA RA
    APPROVED
    Since 2019-08-05

Branch Locations

8814 Huntington Drive, San Gabriel, CA 91775-1271 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Grattan Financial Strategies, Inc. San Gabriel CA 09/1999 Present
Other Businesses

24% OWNER OF GRATTAN FINANCIAL STRATEGIES, 40 HRS/WEEK;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-05
S63 Uniform Securities Agent State Law Examination 2001-09-13
  • S65 Uniform Investment Adviser Law Examination
    2019-08-05
  • S63 Uniform Securities Agent State Law Examination
    2001-09-13

View on SEC IAPD

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Nearby Investors

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Nearby Offices

CITIGROUP GLOBAL MARKETS INC. · San Gabriel, CA
WELLS FARGO CLEARING SERVICES, LLC · ALHAMBRA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALHAMBRA, CA

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