Daniel Vincent Grattan

Grattan Financial Strategies, Inc.

San Gabriel, CA

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Current Employers

Grattan Financial Strategies, Inc.

8814 Huntington Drive, San Gabriel, CA 91775-1271 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-08-05

CA RA
APPROVED

Since 2019-08-05

Branch Locations

8814 Huntington Drive, San Gabriel, CA 91775-1271 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Grattan Financial Strategies, Inc.	San Gabriel	CA	09/1999	Present

09/1999 → Present

Grattan Financial Strategies, Inc.

San Gabriel, CA

Other Businesses

24% OWNER OF GRATTAN FINANCIAL STRATEGIES, 40 HRS/WEEK;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-08-05
S63	Uniform Securities Agent State Law Examination	2001-09-13

S65 Uniform Investment Adviser Law Examination

2019-08-05
S63 Uniform Securities Agent State Law Examination

2001-09-13

View on SEC IAPD

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Other Investors

ROBERT CHIA HONG YEH

Other Offices

CITIGROUP GLOBAL MARKETS INC. · San Gabriel, CA

WELLS FARGO CLEARING SERVICES, LLC · ALHAMBRA, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALHAMBRA, CA

J.P. MORGAN SECURITIES LLC · ALHAMBRA, CA

EQUITY SERVICES, INC. · ALHAMBRA, CA

EQUITABLE ADVISORS, LLC · ALHAMBRA, CA

STATE FARM INVESTMENT MANAGEMENT CORP. · Alhambra, CA

KCLLC · ALHAMBRA, CA

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