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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-06-16 |
Branch Locations
1715 County Road B2 West, Roseville, MN 55113 • United States
1715 County Road B2 West, Roseville, MN 55113 • United States
4600 White Bear Lake Pkwy, White Bear Lake, MN 55110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dougherty & Company Llc | Minneapolis | MN | 07/2016 | 01/2017 |
| Cuna Mutual Group | Waverly | IA | 03/2018 | 03/2021 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 03/2018 | 03/2021 |
| Unemployed | St. Louis Park | MN | 02/2017 | 02/2018 |
| Associated Investment Services, Inc. | Green Bay | WI | 05/2021 | 06/2026 |
| Old National Bank | Roseville | MN | 06/2026 | Present |
| Lpl Financial | Roseville | MN | 06/2026 | Present |
1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name Old National Wealth Advisors - Inv Rel - At Reported Business Location (s) - Start Date: 06/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-12 |
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