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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
1919 N Campus Ave, Upland, CA 91784 • United States
350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States
Menifee, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Upland | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Upland | CA | 11/2016 | Present |
IHSS (IN HOME SUPPORTIVE SERVICES-CA DEPT OF SOCIAL SERVICES); NON INV RELATED; RIVERSIDE,CA; HOME CARE; PROVIDER (CAREGIVER); START DATE: 07/23/2025; 30 HRS PER MONTH; 0 HRS DURING TRADING HOURS; | CALIFORNIA SWIM ACADEMY; NOT INV RELATED;MENIFEE,CA; SWIMMING;33.34% OWNERSHIP; START DATE: 05/01/2026; 8 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-21 |
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