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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2018-11-13 |
| FL | RA | APPROVED | 2017-05-22 |
| TX | RA | APPROVED_RES | 2014-07-14 |
Branch Locations
5905 E Galbraith Rd Workplace Benefits, Cincinnati, OH 45236 • United States
10375 Park Meadows Dr, Lone Tree, CO 80124 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 01/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-06 |
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