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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2013-02-13
  • FL RA
    APPROVED
    Since 2013-02-13

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Tampa FL 02/2013 Present
Previous Registrations
  • 2005-10-20 → 2013-02-13
    Morgan Keegan & Company, Llc
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Spring Hill, FL
    New Port Richey, FL
    Tampa, FL
    Clearwater, FL
    Clearwater, FL
    Clearwater, FL
    Trinity, FL
    Oldsmar, FL
    Palm Harbor, FL
    Riverview, FL
    Seminole, FL
    Springhill, FL
    St. Petersburg, FL
    Tampa, FL
    Tampa, FL
    Clearwater, FL
    Inverness, FL
    Inverness, FL
    Spring Hill, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-18
S63 Uniform Securities Agent State Law Examination 2000-10-27
  • S65 Uniform Investment Adviser Law Examination
    2005-10-18
  • S63 Uniform Securities Agent State Law Examination
    2000-10-27
Designations

View on SEC IAPD

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