Karri H Keepers

Current Employers

Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2026-03-13

WI RA
APPROVED

Since 2026-03-13

Branch Locations

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Verona, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Obs	Whitehouse	OH	06/2008	02/2020
Assetmark Financial Holdings, Inc	Verona	WI	03/2020	Present

06/2008 → 02/2020

Obs

Whitehouse, OH
03/2020 → Present

Assetmark Financial Holdings, Inc

Verona, WI

Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 03/2020 - 160 HRS / MONTHLY - BANK TRUST RELATIONSHIP DIRECTOR OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD, CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-03-13

S65 Uniform Investment Adviser Law Examination

2026-03-13

Other Names

Karri Kristine Herbel

View on SEC IAPD

Current Employers

Assetmark, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

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