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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-03
CT RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2018-04-03
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

6 Corporate Drive, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Shelton CT 03/2017 Present
Massachusetts Mutual Life Insurance Company Shelton CT 07/2016 Present
Metlife Securities Inc Shelton CT 01/2008 03/2017
  • 03/2017 → Present
    Shelton, CT
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Shelton, CT
  • 01/2008 → 03/2017
    Metlife Securities Inc
    Shelton, CT
Previous Registrations
  • 2008-03-12 → 2017-03-25
    Msi Financial Services, Inc.
    Shelton, CT
  • 2003-06-24 → 2008-02-29
    Osaic Fs, Inc.
    North Haven, CT
    New Haven, CT
  • 2001-04-18 → 2002-12-06
    Woodbridge, CT
Other Businesses

(1)Name: Patrick J. Shanley Inv rel: Y Add: 6 Corporate Drive Shelton CT 06484 Nature: Outside Insurance Business Position: Agent Start date: 01/2008 No. Hrs/Mo: 2 No. Hrs/Mo during sec trading: 1 Describe duties: Individual Life, Property/Casualty, Health, Group Life, Group Health, LTC, DI, and Fixed Annuities. (2)Name: Patrick J. Shanley Inv rel: Y Add: Town Hall of Orange, 617 Orange Center Rd, Orange CT 06477 Nature: Political Office Position: Member- Board of Selectman- Town of Orange Start date: 2/9/2022 No. Hrs/Mo: 9 No. Hrs/Mo during sec trading: 0 Describe duties: Serves as a member of the 6 person legislative body for the town of Orange- meets as a group on a regular basis- covers various items on agenda- new business, old business, consider/act/vote on these items for the Town.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-20
  • S66 Uniform Combined State Law Examination
    2001-02-20

View on SEC IAPD

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