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Ian Dodd Spradling

Raymond James & Associates, Inc.

Wilmington, DE

Bear, DE

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2019-07-19
  • DE RA
    APPROVED
    Since 2019-07-19

Branch Locations

3411 Silverside Road Baynard Bldg, Suite 105, Concord Plaza, Wilmington, DE 19810 • United States

Bear, DE • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Llc Pittsburgh PA 11/2008 07/2019
Raymond James & Associates Wilmington DE 07/2019 Present
  • 11/2008 → 07/2019
    Pnc Investments Llc
    Pittsburgh, PA
  • 07/2019 → Present
    Raymond James & Associates
    Wilmington, DE
Previous Registrations
  • 2004-01-01 → 2019-07-31
    Pnc Wealth Management Llc
    Newark, DE
    Wilmington, DE
    Wilmington, DE
    Wilmington, DE
    Wilmington, DE
  • 2003-05-29 → 2004-01-01
    J.J.B. Hilliard, W.L. Lyons, Llc
    Wilmington, DE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-04
  • S66 Uniform Combined State Law Examination
    2002-11-04

View on SEC IAPD

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Other Investors

LORI ANN RUTKOWSKI
ROBERT GEORGE ZIEGLER
GERARD PHILLIPPE VIARS
STEPHEN CRAIG MCDERMOTT
BRENT CHRISTOPHER FUCHS
Michelle Keiko Mullinix
ABBY LEIGH PUBUSKY
Sophie Schroyer

Other Offices

OSAIC WEALTH, INC. · WILMINGTON, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE
KINGSVIEW WEALTH MANAGEMENT, LLC · Wilmington, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, DE
PNC WEALTH MANAGEMENT LLC · WILMINGTON, DE
EDWARD JONES · WILMINGTON, DE

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