Kevin Michael Sweeney

Current Employers

Employment History

• 08/2004 → 09/2025
  Avantax Insurance Services
  Danville, CA
• 06/1984 → Present
  Sweeney Kovar
  Danville, CA
• 09/2000 → 10/2019
  1St Global Capital Corp.
  Danville, CA
• 01/2001 → 10/2019
  1St Global Advisors, Inc.
  Danville, CA
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Danville, CA
• 10/2019 → 09/2025
  Avantax Advisory Services
  Danville, CA
• 02/2020 → 09/2025
  Avantax Insurance Agency
  Danville, CA
• 11/2024 → Present
  Avantax Planning Partners, Inc.
  Danville, CA
• 06/1984 → Present
  Sweeney Kovar Llp
  Danville, CA
• 11/2024 → Present
  Avantax Solutions Llc
  Danville, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Danville, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Danville, CA
  Dallas, TX
  Alamo, CA
• 2001-01-16 → 2019-10-25
  1St Global Advisors Inc
  Danville, CA

Other Businesses

1) SWEENEY KOVAR FINACIAL ADVISORS, INC. (FORMALLY SK INVESTMENT ADVISORS, INC) POSITION: SECRETARY/OWNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2000 DESCRIPTION: Provide financial services to clients 2) BLACKHAWK EXECUTIVE CENTER ASSOCIATION POSITION: TREASURER NATURE: BUILDING OWNERS ASSOCIATION INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2006 ADDRESS: Danville CA , United States DESCRIPTION: Treasurer 3) BRONCO DON HOLDINGS, LLC POSITION: OWNER/MEMBER NATURE: REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: Danville CA , United States DESCRIPTION: BUILDING OWNER 4) WYMAC CAPITAL INC. POSITION: Sales/Agent NATURE: Mortgage services INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/25/1999 ADDRESS: Walnut Creek CA , United States DESCRIPTION: Mortgage broker 5) MOREAU CATHOLIC HIGH SCHOOL INVESTMENT SUB-COMMITTEE POSITION: Chair NATURE: I Chair the committee. The committee consists of six members. The Investment Sub-committee serves the Finance Committee by monitoring policies and procedures related to the school' investments to ensure the financial stewardship responsibilities of the Finance Committee and the Board of Trustees are met. The Sub-committee will develop and monitor investment policies and procedures, asset allocation parameters, and performance objectives. The Sub-committee will make recommendations for changes to the Finance Committee to assist that committee in financial planning to support the schools' mission and programs. The Schools engages a professional investment manager to manage the portfolio. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/15/2015 ADDRESS: 27170 Mission Blvd., Hayward CA 94544-4194, United States DESCRIPTION: I lead the meetings. There are four meetings per year. 6) W LIFE INSURANCE TRUST POSITION: Trustee NATURE: Pay annual premiums on three policies INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/02/2009 ADDRESS: 3800 Blackhawk Road, Danville CA 94506, United States DESCRIPTION: Pay annual premiums on three policies. Make two deposits. 7) SWEENEY KOVAR LLP POSITION: Partner NATURE: Public accounting, including tax planning and compliance and attest functions INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 06/01/1984 ADDRESS: 3800 Blackhawk Road, Suite 100, Danville CA 94506, United States DESCRIPTION: I prepare and review tax returns. Provide compilation and review attestations on financial statements. I understand that I cannot provide attestation service for any client for whom I am also the rep. of record for any investment/advisory account. 8) AVANTAX SOLUTIONS LLC POSITION: Consultant NATURE: I will be serving as a tax manager to the clients acquired from Sweeney Kovar INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 11/15/2024 ADDRESS: 3800 Blackhawk Road, Suite 100, Danville CA 94506, United States DESCRIPTION: I will continue to advise my clients in the capacity I did before the acquisition. Also transition the clients to a new senior tax manager over the next 18-24 months

Exams

• S66 Uniform Combined State Law Examination
  2000-11-08

Designations