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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2026-07-02 |
Branch Locations
100 International Drive Suite 375, Portsmouth, NH 03801-6881 • United States
Rye Beach, NH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Portsmouth | NH | 01/2012 | 06/2021 |
| Sunpointe Investments | Pourtsmouth | NH | 06/2021 | 06/2026 |
| Apw Capital, Inc. | Rye Beach | NH | 06/2021 | 06/2026 |
| Rbc Capital Markets, Llc | Portsmouth | NH | 06/2026 | Present |
(1) NEW HAMPSHIRE FINE ART LLC; NOT INVESTMENT RELATED; RYE BEACH, NH; ART DEALER; 50% OWNERSHIP; START DATE 7/2013; 10 HRS PER MONTH; 2 HRS DURING TRADING. (2) NAME OF ENTITY: New Hampshire Fine Art LLC, dba Ledges Gallery ADDRESS: 50 Red Mill Lane Box 27 Rye Beach NH 03871 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jul 01, 2015 CAPACITY: Owner DUTIES: Private Art Dealer. We are collectors and make museum donations. HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 3-5
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-12 |
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