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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-22
  • MN RA
    APPROVED
    Since 2014-01-22

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Ge-Rbo], Minneapolis, MN 55402 • United States

1502 London Rd Ste 210, Duluth, MN 55812 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Duluth MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Duluth MN 11/2016 Present
Other Businesses

WAGNER FAMILY LLC; INV RELATED; DULUTH, MN; FAMILY CABIN AND PROPERTY; 25% OWNERSHIP; START 6/1/2015; 2 HOURS PER MONTH, 0 DURING TRADING; MAKING DECISIONS REGARDING CABIN UPKEEP.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-22
  • S66 Uniform Combined State Law Examination
    2000-12-22
Other Names
  • Sandi Jo Wagner
  • Sandi Jo Wagner

View on SEC IAPD

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