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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2008-11-26 |
Branch Locations
26135 Carmel Rancho Blvd Ste E-200, Carmel, CA 93923 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Carmel | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Carmel | CA | 11/2016 | Present |
VETRANS TRANSITION CENTER, INV RELATED, MARINA, CA, INVESTMENT COMMITTEE CHAIRPERSON, START 3/15/2023, 5 HOUR PER MONTH, ZERO HOURS DURING TRADING, OVERSIGHT OF INVESTMENT TRANSACTIONS, MANAGEMENT, POLICIES AND GUIDELINES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-05 |
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