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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-01-06 |
| TX | RA | APPROVED_RES | 2021-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment & Tax Services | Sewell | NJ | 01/2003 | Present |
| Securities America, Inc. | Sewell | NJ | 06/2002 | 01/2021 |
| Securities America Advisors | Lavista | NE | 08/2010 | 01/2021 |
| Lpl Financial Llc | Sewell | NJ | 01/2021 | Present |
1)01/05/2021 - Investment and Tax Services - Tax Prep/ Accounting/ CPA - Inv Rel - At Reported Business Location(s) - Start: 03/2002 - 10 Hr/Mth 2)01/05/2021 - Investment and Tax Services - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - 4 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-10 |
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