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Charles Xavier Morlock

Citizens Securities, Inc.

Sewell, NJ

Johnston, RI

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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-04-29
NJ RA APPROVED 2024-02-05
PA RA APPROVED 2024-02-05
  • DE RA
    APPROVED
    Since 2024-04-29
  • NJ RA
    APPROVED
    Since 2024-02-05
  • PA RA
    APPROVED
    Since 2024-02-05

Branch Locations

301 Greentree Road Ms: Nj218, Sewell, NJ 08080 • United States

1 Citizens Bank Way, Johnston, RI 02919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Marlton NJ 12/2008 01/2024
Charles Schwab & Co., Inc. Marlton NJ 01/2022 01/2024
Charles Schwab Bank, Ssb Marlton NJ 09/2022 01/2024
Td Ameritrade Investment Management, Llc Marlton NJ 01/2009 01/2024
Citizens Securities, Inc. Sewell PA 01/2024 Present
  • 12/2008 → 01/2024
    Td Ameritrade, Inc.
    Marlton, NJ
  • 01/2022 → 01/2024
    Charles Schwab & Co., Inc.
    Marlton, NJ
  • 09/2022 → 01/2024
    Charles Schwab Bank, Ssb
    Marlton, NJ
  • 01/2009 → 01/2024
    Td Ameritrade Investment Management, Llc
    Marlton, NJ
  • 01/2024 → Present
    Citizens Securities, Inc.
    Sewell, PA
Previous Registrations
  • 2022-03-14 → 2024-01-29
    Charles Schwab & Co., Inc.
    Marlton, NJ
    Marlton, NJ
    Westlake, TX
    Marlton, NJ
    Tysons Corner, VA
  • 2009-01-02 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Marlton, NJ
    Marlton, NJ
    Philadelphia, PA
    Marlton, NJ
    Marlton, NJ
    Moorestown, NJ
  • 2009-01-02 → 2022-10-14
    Td Ameritrade, Inc.
    Marlton, NJ
    Philadelphia, PA
    Marlton, NJ
    Moorestown, NJ
    Marlton, NJ
  • 2003-10-15 → 2008-12-23
    Ameriprise Financial Services, Llc
    Voorhees, NJ
    Conshohocken, PA
Other Businesses

Rental Property - Owner-109 N. Cambridge Ave, Ventnor, NJ 08406 date of initial involvement:: 6/23/2025.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-13
  • S66 Uniform Combined State Law Examination
    2003-10-13

View on SEC IAPD

Other Firms

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AMERIPRISE FINANCIAL SERVICES, LLC
ALLSTATE FINANCIAL ADVISORS, LLC
CETERA INVESTMENT ADVISERS LLC
ROCKCREST FINANCIAL LLC
FINANCIAL PLANNING PROFESSIONALS, INC.
CHESAPEAKE CAPITAL MANAGEMENT, LLC
TOTAL ALIGNMENT WEALTH ADVISORS, LLC

Other Investors

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David James Maxwell
Melisa L Medeiros Swim
HURONG LOU
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RONALD GOLDBERG
Aiden Thomas Boorstein
STEVEN ALAN BOORSTEIN

Other Offices

PNC WEALTH MANAGEMENT LLC · SEWELL, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · Sewell, NJ
ALLSTATE FINANCIAL ADVISORS, LLC · Turnersville, NJ
CETERA INVESTMENT ADVISERS LLC · TURNERSVILLE, NJ
ROCKCREST FINANCIAL LLC · Turnersville, NJ
FINANCIAL PLANNING PROFESSIONALS, INC. · TURNERSVILLE, NJ
CHESAPEAKE CAPITAL MANAGEMENT, LLC · TURNERSVILLE, NJ
TOTAL ALIGNMENT WEALTH ADVISORS, LLC · Turnersville, NJ

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