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Peter Thomas Manning

LPl Financial LLC

Schaumburg, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-10-24
TX RA APPROVED_RES 2024-10-18
  • IL RA
    APPROVED
    Since 2024-10-24
  • TX RA
    APPROVED_RES
    Since 2024-10-18

Branch Locations

1700 E Golf Rd., Ste 225, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Palatine IL 10/2012 10/2024
P And R Management St Elgin IL 07/2005 Present
Lpl Financial Llc Schaumburg IL 10/2024 Present
Previous Registrations
  • 2012-10-01 → 2024-10-19
    Palatine, IL
    Palatine, IL
    Arlington Heights, IL
    Buffalo Grove, IL
    Palatine, IL
    Rolling Meadows, IL
    Palatine, IL
  • 2007-08-15 → 2012-10-01
    Chase Investment Services Corp.
    Buffalo Grove, IL
    Palatine, IL
    Buffalo Grove, IL
    Rolling Meadows, IL
    Palatine, IL
    Palatine, IL
    Palatine, IL
    Mt. Prospect, IL
    Palatine, IL
  • 2006-02-07 → 2007-08-15
    Securian Financial Services, Inc.
    Deerfield, IL
    Downers Grove, IL
    Schaumburg, IL
Other Businesses

1) 10/18/2024 - PWA Insurance Services, LLC - Non-Variable Insurance - At Reported Business Location(s) - Inv Related - Start date: 10/18/2024 160 Hrs/Mth - 8 Hrs During Trading. 2) 10/18/2024- PWA Partners, LLC - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Inv Related - Start date: 10/18/2024 160 Hrs/Mth - 8 Hrs During Trading. 3) 10/18/2024 - P AND R MANAGEMENT - Real Estate Rental - Inv. Related - Elgin, IL - Start date 07/15/2005 - 5 Hrs per month - 1 % Time Spent 4) 10/18/2024 - Professional Wealth Advisors - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Inv Related - Start date: 10/18/2024 160 Hrs/Mth - 8 Hrs During Trading. 5) 10/18/2024 - PWA LLC - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Inv Related - Start date: 10/18/2024 160 Hrs/Mth - 8 Hrs During Trading. 6) 06/17/2025 - Genesis Wealth LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:07/01/2025 - 150 Hrs/Mh - 6 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-18
S63 Uniform Securities Agent State Law Examination 2001-01-24
  • S65 Uniform Investment Adviser Law Examination
    2006-01-18
  • S63 Uniform Securities Agent State Law Examination
    2001-01-24

View on SEC IAPD

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