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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-10-24 |
| TX | RA | APPROVED_RES | 2024-10-18 |
Branch Locations
1700 E Golf Rd., Ste 225, Schaumburg, IL 60173 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Palatine | IL | 10/2012 | 10/2024 |
| P And R Management | St Elgin | IL | 07/2005 | Present |
| Lpl Financial Llc | Schaumburg | IL | 10/2024 | Present |
1) 10/18/2024 - PWA Insurance Services, LLC - Non-Variable Insurance - At Reported Business Location(s) - Inv Related - Start date: 10/18/2024 160 Hrs/Mth - 8 Hrs During Trading. 2) 10/18/2024- PWA Partners, LLC - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Inv Related - Start date: 10/18/2024 160 Hrs/Mth - 8 Hrs During Trading. 3) 10/18/2024 - P AND R MANAGEMENT - Real Estate Rental - Inv. Related - Elgin, IL - Start date 07/15/2005 - 5 Hrs per month - 1 % Time Spent 4) 10/18/2024 - Professional Wealth Advisors - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Inv Related - Start date: 10/18/2024 160 Hrs/Mth - 8 Hrs During Trading. 5) 10/18/2024 - PWA LLC - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Inv Related - Start date: 10/18/2024 160 Hrs/Mth - 8 Hrs During Trading. 6) 06/17/2025 - Genesis Wealth LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:07/01/2025 - 150 Hrs/Mh - 6 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-24 |
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