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Current Employers
401K Investment Professionals

114 E. Main St. Suite 213, Waunakee, WI 53597 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2016-05-05
  • WI RA
    APPROVED
    Since 2016-05-05

Branch Locations

6430 Bridge Rd., Madison, WI 53713 • United States

114 E. Main St. Suite 213, Waunakee, WI 53597 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Insurance & Investments Madison WI 12/2001 Present
Investment Professionals, Llc Madison WI 05/2016 Present
  • 12/2001 → Present
    Insurance & Investments
    Madison, WI
  • 05/2016 → Present
    Investment Professionals, Llc
    Madison, WI
Previous Registrations
Other Businesses

OWN FARMLAND THAT IS IS RENTED - NON INVESTMENT RELATED. TOOK OWNERSHIP UNDER A LAND CONTRACT ON 8/02 - STARTED RECEIVING INCOME ON 1/01/03. I SPEND APPROIMATELY 2-3 HRS A MONTH ON RENTED LAND. I SPEND 0 HOURS DURING SECURITIES TRADING HOURS. DUTIES ARE TO MANAGE THE LAND FOR RENT. LOCATION KIELER, WI. INSURANCE SALES/INSURANCE & INVEST. PROFESSIONALS INC. & JAKEL & JANSEN LLC., MADISON WI 53717. START DATE 12/2001, 40 HRS A WEEK TIME DEVOTED. INVEST. RELATED. HEALTH, LIFE, DI, LTC, DENTAL,P&C & FIXED ANNUITIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-28
  • S66 Uniform Combined State Law Examination
    2000-11-28

View on SEC IAPD

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