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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-09-06 |
| CT | RA | APPROVED | 2012-09-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Essex | CT | 09/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Essex | CT | 11/2016 | Present |
THIRTY SIX CLUB, INVT RELATED, WATERFORD, CT, TREASURER, START DATE 3/1/2012, 10 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, WRITING AND DEPOSITING CHECKS, PAYING BILLS AND REPORTING TO COMMITTEE.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, EAST LYME, CT, START: 4/13/2023, 10 HOURS A MONTH, 1 HOUR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-16 |
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