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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-08 |
| WA | RA | APPROVED | 2023-10-19 |
Branch Locations
1111 Third Ave Ste 2900, Seattle, WA 98101 • United States
1301 A Street Suite 100, Tacoma, WA 98402 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Columbia State Bank | Tacoma | WA | 01/2009 | 03/2023 |
| Cetera Investment Services | St. Cloud | MN | 01/2009 | 10/2023 |
| Cetera Investment Advisers Llc | Tacoma | WA | 01/2014 | 10/2023 |
| Umpqua Bank | Tacoma | WA | 01/2009 | Present |
| Raymond James Financial Services, Inc. | Tacoma | WA | 10/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Tacoma | WA | 10/2023 | Present |
(1)Name of Business: 3G Property Managment Address: 13208 Bracken Fern Dr NW, Gig Harbor, WA, 98332, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 11/02/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Columbia Wealth Advisors Address: 1301 A St STE 100, Tacoma, WA, 98402-4200, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/30/2009 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Wealth Advisor/Financial Advisor (3)Name of Business: Karma Properties, LLC Address: 13208 Bracken Fern Dr NW, Gig Harbor, WA, 98332, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 09/01/2002 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Hold, manage, and sometimes develop rental real estate (4)Name of Business: Umpqua Bank Address: 1301 A St STE 100, Tacoma, WA, 98402-4200, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 01/30/2009 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-11-22 |
| S65 | Uniform Investment Adviser Law Examination | 2000-11-17 |
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