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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-16
  • TX RA
    APPROVED
    Since 2025-05-16

Branch Locations

13620 N Fm 620, Bldg C Ste 200, Austin, TX 78717 • United States

Rosenberg, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Next Financial Group Inc. Houston TX 01/2016 05/2025
Lpl Financial Llc Fort Mill SC 05/2025 Present
  • 01/2016 → 05/2025
    Next Financial Group Inc.
    Houston, TX
  • 05/2025 → Present
    Fort Mill, SC
Previous Registrations
  • 2020-05-28 → 2025-09-04
    Next Financial Group, Inc.
    Houston, TX
    Houston, TX
    Houston, TX
  • 2010-10-06 → 2011-01-28
    Houston, TX
    Lexington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-31
  • S66 Uniform Combined State Law Examination
    2009-03-31

View on SEC IAPD

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