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Current Employers
Mma Asset Management Llc

161 Washington Street Suite 1200, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-01-16
  • PA RA
    APPROVED
    Since 2020-01-16

Branch Locations

161 Washington Street Suite 1200, Conshohocken, PA 19428 • United States

Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-05-28
  • PA RA
    APPROVED
    Since 2019-05-28

Branch Locations

101 Huntington Ave Suite 401, Boston, MA 02199 • United States

Eight Tower Bridge, Suite 1200, Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Centurion Group, Llc Plymouth Meeting PA 11/2010 04/2019
Centurion Asset Management Plymouth Meeting PA 11/2010 04/2021
Purshe Kaplan Sterling Investments Albany NY 11/2014 05/2019
Mma Agency Conshohocken PA 05/2019 Present
Mma Securities Llc Conshohocken PA 05/2019 Present
  • 11/2010 → 04/2019
    Centurion Group, Llc
    Plymouth Meeting, PA
  • 11/2010 → 04/2021
    Centurion Asset Management
    Plymouth Meeting, PA
  • 11/2014 → 05/2019
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 05/2019 → Present
    Mma Agency
    Conshohocken, PA
  • 05/2019 → Present
    Conshohocken, PA
Previous Registrations
  • 2011-01-03 → 2019-12-31
    Conshohocken, PA
  • 2011-01-03 → 2019-12-31
    The Centurion Group, Llc
    Plymouth Meeting, PA
  • 2008-03-04 → 2010-12-01
    Nrp Advisors, Inc.
    Plymouth Meeting, PA
    Bryan, OH
  • 2006-05-31 → 2010-01-08
    Berwyn, PA
  • 2007-03-30 → 2008-10-15
    Nrp Financial, Inc.
    Bryan, OH
    Bryan, OH
    Plymouth Meeting, PA
  • 2004-03-04 → 2006-11-16
    American Financial Management Group, Ltd.
    Berwyn, PA
  • 2003-07-23 → 2003-10-31
    W Conshohocken, PA
Other Businesses

The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-05
  • S66 Uniform Combined State Law Examination
    2000-12-05

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