Timothy Jay Swanson

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2017 → 04/2022
  Wells Fargo Clearing Services, Llc
  Greenwich, CT
• 02/2017 → 04/2022
  Wells Fargo Bank
  Greenwich, CT
• 03/2016 → 02/2017
  Garden Leave
  Grosse Pointe Farms, MI
• 08/2022 → 07/2023
  Safra Securities, Llc
  New York, NY
• 11/2025 → Present
  Ameriprise Financial Services, Llc
  Bloomfield Hills, MI
• 07/2023 → 11/2025
  Global Wealth Strategies
  New York, NY
• 04/2022 → 08/2022
  Garden Leave
  Grosse Pointe Farms, MI
• 07/2026 → Present
  Fifth Third Securities
  Bloomfield Hills, MI

Previous Registrations

• 2017-02-17 → 2022-05-02
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
  Purchase, NY
  New York, NY
  Melville, NY
  Tarpon Springs, FL
• 2014-03-21 → 2016-03-23
  Citizens Securities, Inc.
  Dedham, MA
  Dedham, MA
• 2008-10-01 → 2012-07-25
  J.P. Morgan Securities Llc
  Grand Rapids, MI
  Grosse Pointe, MI
  Detroit, MI
  Grosse Pointe, MI
  Grand Rapids, MI
• 2006-09-27 → 2008-10-01
  J.P. Morgan Securities Inc.
  Traverse City, MI
  Detroit, MI
  Grosse Pointe, MI
  Ann Arbor, MI
• 2002-09-09 → 2006-09-27
  Banc One Securities Corporation
  Ann Arbor, MI
  Chicago, IL

Other Businesses

Other Business Activities; Gerson Lehrman Group, Inc.; I participate in expert network consultations on an ad hoc basis, providing high-level, peer-to-peer industry insights and general market perspectives based on publicly available information. I do not provide client-specific, proprietary, or material nonpublic information, do not offer investment recommendations, and am compensated solely on an hourly basis for my time.; 600 Fifth Avenue, 7th Floor, New York, NY, 10020; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 0 during trading hours / Guidepoint Global, LLC; I participate in an expert network consultation on ad hoc basis, providing high-level, peer-to-peer industry insights and general market perspectives based on publicly available information. I do not provide client-specific, proprietary, or material nonpublic information, do not offer investment recommendations, and I am compensated solely on an hourly basis for my time.; 675 Avenue of the Americas, 2nd Floor, New York, NY, 10010; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 0 during trading hours / AlphaSights; I participate in expert network consultations on an ad hoc basis, providing high-level, peer-to-peer industry insights and general market perspectives based on publicly available information I do not provide client-specific, proprietary, or material nonpublic information, do not offer investment recommendations, and am compensated solely on an hourly basis for my time.; 1 World Trade Center, 30th Floor, New York, NY, 10007; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 0 during trading hours / Comerica Bank; I serve as Midwest Regional Director for Comerica Financial Advisors and Comerica Bank, overseeing regional wealth management and advisory operations, advisor leadership, and business development. As a dual employee with Ameriprise Financial Services, I operate within an affiliated advisory structure, ensuring regulatory compliance, fiduciary standards, and alignment across institutional platforms while supporting advisors and clients throughout the Michigan region.; 39400 Woodward Advenue, Suite 255, Bloomfield Hills, MI, 48304; Investment-Related; 12/05/2025; 60 hours per month; 60 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2026-03-17
• S66 Uniform Combined State Law Examination
  2002-08-22

Other Names

• Timothy J Swanson
• Timothy Swanson
• Tim J Swanson
• Tim Swanson
• Tim Jay Swanson