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9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2020-08-27 |
Branch Locations
9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Indianapolis | IN | 03/2011 | 10/2017 |
| Thurston Springer Financial | Indianapolis | IN | 10/2017 | Present |
Donegal Derby Dreams VI, LLC, Iowa Incorporated, Passive Partner, no participation during market hours or otherwise. M-Big, LLC, Indiana Incorporated, Member, no participation during market hours or otherwise. Merlot Racing, LLC. Horse Racing venture. Passive investor. No participation during market hours or otherwise.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-20 |
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