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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-21
AL RA APPROVED 2021-04-20
  • TX RA
    APPROVED_RES
    Since 2022-01-21
  • AL RA
    APPROVED
    Since 2021-04-20

Branch Locations

Shades Creek Plaza 850 Shades Creek Parkway, Suite 310, Birmingham, AL 35209 • United States

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Birmingham AL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Birmingham AL 11/2016 04/2021
Benjamin F. Edwards Birmingham AL 04/2021 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Birmingham, AL
  • 11/2016 → 04/2021
    Birmingham, AL
  • 04/2021 → Present
    Benjamin F. Edwards
    Birmingham, AL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-03
S63 Uniform Securities Agent State Law Examination 2000-12-08
  • S65 Uniform Investment Adviser Law Examination
    2001-01-03
  • S63 Uniform Securities Agent State Law Examination
    2000-12-08
Designations
Other Names
  • Andy Saab

View on SEC IAPD

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