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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-20
  • TX RA
    APPROVED_RES
    Since 2016-04-20

Branch Locations

1 Lafayette Pl [Vh-Rbo], Greenwich, CT 06830 • United States

331 Newman Springs Rd Bldg 2, 3Rd Fl, Red Bank, NJ 07701 • United States

Little Silver, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc New York NY 11/2016 Present
Wells Fargo Advisors, Llc New York NY 04/2016 11/2016
Other Businesses

RENTAL PROPERTY, INV RELATED, HIGHLANDS, NJ, 100% OWNER, START: 3/1/2010, 0 HOURS, NOT DUTIES. FULL PIPELINE, LLC, NOT INV RELATED, LITTLE SILVER, NJ, 100% OWNERSHIP WITH SPOUSE, START 2/1/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES IN HUSBANDS BUSINESS. ICODE FRANCHISE INC, NOT INV RELATED, NJ, 100% OWNERSHIP WITH SPOUSE, START 10/7/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, COMPUTER SCIENCE EDUCATION. HARMONIA MANAGEMENT LLC; INV RELATED; LITTLE SILVER,NJ; LIFESTYLE MANAGEMENT SERVICES;100% OWNERSHIP; START DATE: 02/02/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-04-02
  • S63 Uniform Securities Agent State Law Examination
    2001-04-02
Other Names
  • Mary A Schneider
  • Mary Ann Schneider

View on SEC IAPD

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