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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-05-19 |
| KY | RA | APPROVED | 2011-08-17 |
Branch Locations
3217 Summit Square Pl Ste 250, Lexington, KY 40509 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lexington | KY | 07/2011 | Present |
1. 7/26/2011: SALOMON & CO. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent - 100%. 2. 1/22/2015 - SALOMON & CO. - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Started 09/01/2011 - 20 Hours Per Month During Securities Trading. 3. 5/19/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/01/2019 - 2 Hours Per Month During Securities Trading. 4. 6/18/2021 - Trude, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 9/19/2018 - 1 Hours Per Month/0 Hours During Securities Trading - Established to house previously approved investment in Viking Partners.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-16 |
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